Barker Brettell

When is a European patent application “pending”?

A reference has been made to the Enlarged Board of Appeal at the European Patent Office (EPO) relating to whether or not divisional applications can be still filed following a refusal of a parent application. Under European practice, a divisional application can only be filed whilst the parent case is pending.

The question asked in the referral, G1/09, is whether an application that has been refused by a decision of the Examining Division is still pending until the expiry of the time limit for filing a notice of appeal, when no appeal is actually filed.

The patent application in question was refused by the Examining Division at oral proceedings. Following the oral proceedings, but before expiry of the time limit for filing an appeal against the decision, a divisional application was filed. The decision to refuse the parent application was not appealed. The divisional application was rejected as not validly filed, on the basis that the decision to refuse the parent application at the oral proceedings took legally binding effect immediately.

The applicant appealed, submitting that the parent application was still pending
when the divisional application was filed, because an application must be considered pending as long as the applicant has the possibility of filing an appeal.

The Board of Appeal noted that the use of the term “pending” has several different meanings in European law. Further, it acknowledged that present practice results in the situation where an application ceases to be pending when a decision to refuse the application is taken by the Examining Division, but that it would become pending again should an admissible appeal be filed.

Therefore a definitive ruling has been sought from the Enlarged Board of Appeal on when the pending status of an application ends. We will report when the Enlarged Board’s decision issues in due course.

Ben Lincoln

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